Before onboarding a new investor or transacting with a counterparty, this solution runs their name, entity, and associated parties against global sanctions lists, politically exposed person databases, and adverse media sources, and flags any hits for your compliance team to review. The results are logged automatically.
The problem it solves is that AML screening requirements apply at the time of initial onboarding and must often be refreshed periodically, creating a recurring compliance task that is easy to let slip without automation. Systematic screening protects your firm from inadvertently transacting with sanctioned parties and provides documented evidence that your program is operating correctly.
From trigger to result, here is the flow at a glance.
Party Submitted
A new investor or counterparty needs screening
AI Runs Checks
It scans sanctions, PEP, and adverse media lists
Hits Flagged
System logs results and routes matches for review
Firm Protected
You avoid sanctioned parties with documented proof
Want this built for your business?
Book a free 30-minute AI audit. We will scope exactly how to implement this in your workflow.